Offering real-time data from major North American and European exchanges to an online trading audience comes with serious compliance obligations — and the complexity to match. To ensure the broker's operations held up under scrutiny, TCAM conducted a comprehensive assessment spanning the full data lifecycle: from how market data is distributed across the platform, to client onboarding and the validation process for private investor classification, through to entitlement management and monthly exchange reporting.
When one of Europe's leading exchanges launched a formal audit, the stakes were high — and the initial findings even higher. Appointed as the internal process lead and primary liaison to the auditor, TCAM didn't just manage the process; we challenged it. By rigorously scrutinising the exchange's own data policies and contesting the methodology behind their findings, we turned a significant preliminary claim into a near-non-issue — securing a 95% reduction in the amount originally demanded.